KS Capital - IPOs and capital raisings
Recent Corporate Transactions Include
 
Project KS Capital’s role
IQX Limited
(NSX: IQX) IPO: Min 15m shares at $0.20
Closed Oversubscribed: $4.6m raised
iQX Underwriter

November 2013
YPB Group Limited
(ASX: YPB) RTO & Prospectus Offer: Min 15m shares at $0.20
Closed Oversubscribed: $3.75m raised
YPB Financial Adviser & Lead Manager

July 2014
YPB Group Limited
(ASX: YPB) Placement: 10m shares
at $0.30 to raise $3m
YPB Lead Manager

February 2015
YPB Group Limited
(ASX: YPB) Placement: 10m shares
at $0.30 to raise $3m
YPB Lead Manager

February 2015
Proteomics International
Laboratories Limited
(ASX: PIQ) IPO: Min 15m shares at
$0.20 to raise $3m
Successfully closed.
Proteomics International Financial Adviser & Lead Manager

March 2015
YPB Group Limited
(ASX: YPB) Share Purchase Plan:
4.2m shares at $0.30 to raise
$1.3m
YPB Lead Manager

April 2015
Proteomics International
Laboratories Limited (ASX: PIQ)

Non-renounceable Options
Entitlement Issue on 1:4 basis
to issue 12.6m Options at $0.01.
Proteomics International Underwriter

September 2015
H2O Exchange Pty Ltd

Private Convertible Note Issue to raise $600,000
Proteomics International Financial Adviser & Lead Manager

January 2016
K2fly NL

Seed Capital Raising

5.5m shares at $0.10 to raise $550,000
K2fly NL Lead Manager

March 2016
Veriluma Limited (ASX: VRI)

RTO & Prospectus Offer: Min 50m
shares at $0.07 to raise $3.5m

Closed Fully Subscribed
Veriluma Limited   Lead Manager

  August 2016
K2Fly Limited (ASX: K2F)

RTO & Prospectus Offer: Min 20m
shares at $0.20

Closed Oversubscribed: $4.125m
K2Fly Limited Lead Manager

November 2016
Vango Mining Limited (ASX: VAN)

Non-renounceable Options
Entitlement Issue on 1:2 basis to
issue 188m Options at $0.001.
Vango Mining Limited   Underwriter

  September 2016
Proteomics International
Laboratories Limited (ASX: PIQ)

Placement & SPP: 8.4m shares at
$0.24 to raise $2m
Proteomics International Financial Adviser & Lead Manager

December 2016
K2Fly Limited (ASX: K2F)

Non-renounceable Options Entitlement Issue on 1:5 basis to issue 10.13m Options at $0.01.
K2Fly Limited Underwriter

May 2017
Access Brand Management

Acquisition Search
Access Brand Management Corporate Adviser

April 2018 – October 2018
Proteomics International
Laboratories Limited (ASX: PIQ)

Exercise of 17m options at $0.20 to raise $3.4m
Proteomics International Corporate Advisor & Manager

April 2018
K2Fly Limited (ASX: K2F)

Non-renounceable Entitlement Issue on 1:10 basis. Issue of 6.04m Shares at $0.30 to raise $1.81m
K2Fly Limited Underwriter

October 2018
Advanced Braking Technology Ltd
(ASX: ABV)

Advanced Braking Technology Ltd Corporate Adviser

May 2019 – present
Smart Marine Systems Ltd
(ASX: SM8)

Non-renounceable Entitlement Issue on 1:7 basis. Issue of 32.12m Shares at $0.022 to raise $0.7m
Smart Marine Systems Ltd Underwriter

June 2019