Recent Corporate Transactions Include | ||
Project | KS Capital’s role | |
YPB Group Limited (ASX: YPB) RTO & Prospectus Offer: Min 15m shares at $0.20 Closed Oversubscribed: $3.75m raised |
Financial Adviser & Lead Manager July 2014 |
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YPB Group Limited (ASX: YPB) Placement: 10m shares at $0.30 to raise $3m |
Lead Manager February 2015 |
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Proteomics International Laboratories Limited (ASX: PIQ) IPO: Min 15m shares at $0.20 to raise $3m Successfully closed. |
Financial Adviser & Lead Manager March 2015 |
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YPB Group Limited (ASX: YPB) Share Purchase Plan: 4.2m shares at $0.30 to raise $1.3m |
Lead Manager April 2015 |
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Proteomics International Laboratories Limited (ASX: PIQ) Non-renounceable Options Entitlement Issue on 1:4 basis to issue 12.6m Options at $0.01. |
Underwriter September 2015 |
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H2O Exchange Pty Ltd Private Convertible Note Issue to raise $600,000 |
Financial Adviser & Lead Manager January 2016 |
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K2fly NL Seed Capital Raising 5.5m shares at $0.10 to raise $550,000 |
Lead Manager March 2016 |
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Veriluma Limited (ASX: VRI) RTO & Prospectus Offer: Min 50m shares at $0.07 to raise $3.5m Closed Fully Subscribed |
Lead Manager August 2016 |
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K2Fly Limited (ASX: K2F) RTO & Prospectus Offer: Min 20m shares at $0.20 Closed Oversubscribed: $4.125m |
Lead Manager November 2016 |
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Vango Mining Limited (ASX: VAN) Non-renounceable Options Entitlement Issue on 1:2 basis to issue 188m Options at $0.001. |
Underwriter September 2016 |
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Proteomics International Laboratories Limited (ASX: PIQ) Placement & SPP: 8.4m shares at $0.24 to raise $2m |
Financial Adviser & Lead Manager December 2016 |
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K2Fly Limited (ASX: K2F) Non-renounceable Options Entitlement Issue on 1:5 basis to issue 10.13m Options at $0.01. |
Underwriter May 2017 |
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Access Brand Management Acquisition Search |
Corporate Adviser April 2018 – October 2018 |
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Proteomics International Laboratories Limited (ASX: PIQ) Exercise of 17m options at $0.20 to raise $3.4m |
Corporate Advisor & Manager April 2018 |
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K2Fly Limited (ASX: K2F) Non-renounceable Entitlement Issue on 1:10 basis. Issue of 6.04m Shares at $0.30 to raise $1.81m |
Underwriter October 2018 |
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Advanced Braking Technology Ltd (ASX: ABV) |
Corporate Adviser May 2019 – March 2020 |
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Smart Marine Systems Ltd (ASX: SM8) Non-renounceable Entitlement Issue on 1:7 basis. Issue of 32.12m Shares at $0.022 to raise $0.7m |
Underwriter June 2019 |
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K2Fly Limited (ASX: K2F) Exercise of 7.65m options at $0.20 to raise $1.53m |
Underwriter May 2020 |
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WithWine Limited Private Equity Raising 11.5m shares at 7.5cps to raise $862,500 |
Corporate Advisor & Lead Manager October 2020 |
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Bell Resources Limited Private Equity Raising 1.8m shares at $0.33 to raise $0.6m |
Co-Lead Manager April 2021 |
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WithWine Limited Private Equity Raising 14.2m shares at 12.5cps to raise $1.78m |
Corporate Advisor & Lead Manager May 2021 |
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FOS Capital Limited (ASX: FOS) IPO: 12m shares at $0.25 to raise $3m Successfully closed |
Lead Manager May 2021 |
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Q83 Technology Pty Limited Private Equity Raising 4.2m shares at 7.5cps to raise $315,000 |
Corporate Advisor & Lead Manager November 2021 |
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